Kaplan has study materials available for the SIE exam as well as the Series 7 exam. The table below lists the allocation of exam items for each major job function. On October 1, 2018, FINRA restructured the Series 7 exam. The Series 7 exam is a test a stockbroker must pass if they want to be licensed to trade a variety of securities. To determine how long to study for the Series 7 Top-Off exam, be realistic with yourself. Importantly, ask yourself how much time you needed for the SIE Exam. Municipal bonds are exempt securities but the ... source Investopedia Be up front with yourself about how well prepared you are for the exam. Read the question carefully. From self-proclaimed bad test-takers to people with little to no experience, we equip all of our Series 7 studiers with everything they need to pass … How to Pass the Series 7 Exam and become a General Securities Registered Representative What is the best way to prepare for the Series 7 exam? FINRA recently released the exam restructure and specifics. Boiled down, the Series 7 Top-Off Exam difficulty level can really depend on your background. If you pass the exam and obtain your Series 8 license, you'll be officially listed as registered representatives by FINRA. The Series 7 Top-Off Exam is definitely more challenging so this is probably not too surprising. Download Series 7 Content Outline The new Series 7 exam restructure and breakdown based on four main job functions is as follows: The outline is comprised of the four major job functions of a general securities representative. On October 1, 2018, FINRA restructured the Series 7 exam. The Series 7 Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. Underline or highlight key words to avoid tricky detractors (except, unless, not). Take two months to study if you need it. To pass the Series 7 exam ( technically called the Series 7 top-off exam) you need to know regulations. We get asked this question all the time. New candidates will be required to pass the Securities Industry Essential (SIE) exam along with a Series 7 Top-off exam to obtain the General Securities Representative Qualification registration. The answers is that, while everyone learns in a different way, there are certain steps that everyone must take to pass the Series 7 … https://knopman.com/blog/2019/05/29/how-to-pass-new-series-7-top-off-exam Although everyone is different, once you’ve answered that question, then you can get a pretty good idea. Pass the Series 7 top-off exam Your Options After Passing the Series 7 Exam After passing the Series 7 exam, you have several options. You need a score of 72%, or higher, to pass. You need a prep course that ensures one of those passers will be you. For example, if it took you one month for the SIE Exam, it might take you 1.5 to 2 months to study for the Series 7 Top-Off exam (and pass!). Identify the facts you need to answer the question and ignore the information you don’t need. Known as one of the toughest FINRA licensing exams, Series 7 has a pass rate of less than 70%. It may even take longer in some instances. Kaplan has study materials available for the SIE exam as well as the Series 7 exam. New candidates will be required to pass the Securities Industry Essential (SIE) exam along with a Series 7 Top-off exam to obtain the General Securities Representative Qualification registration. The new Series 7 top-off exam will consist of 125 multiple choice questions, allow the candidate 225 minutes to complete the exam, and will be scored using equating. Examining the different types of questions on the exam and how to answer them is a smart way to achieve your goal of passing the Series 7. The test is administered by FINRA and …
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